Self-Certified Investor
This group is for people who have invested in more than one unlisted company (including via SeedTribe)
in the last two years or been a member of a business angel syndicate or network for at least six
months.
Investor Statement
I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-mainstream pooled investments. I understand that this means:
- I can receive promotional communications made by a person who is authorised by the
Financial Conduct Authority which relate to investment activity in non-mainstream pooled
investments;
- The investments to which the promotions will relate may expose me to a significant risk of
losing all of the property invested.
I am a self-certified sophisticated investor because at least one of the following applies:
- I am a member of a network or syndicate of business angels and have been so for at least
the last six months prior to the date below;
- I have made more than one investment in an unlisted company, including via SeedTribe, in the
two years prior to the date below;
- I am working, or have worked in the two years prior to the date below, in a professional
capacity in the private equity sector, or in the provision of finance for small and medium
enterprises;
- I am currently, or have been in the two years prior to the date below, a director of a
company with an annual turnover of at least £1 million.
I accept that the investments to which the promotions will relate may expose me to a significant risk
of losing all of the money or other property invested. I am aware that it is open to me seek advice
from someone who specialises in advising on non-mainstream pooled investments.
High Net Worth
If you earn more than £100,000 a year or have net assets of more than £250,000, the High Net Worth category is probably applicable to you.
Investor Statement
I make this statement so that I can receive promotional communications which are exempt from the
restriction on promotion of non-mainstream pooled investments. The exemption relates to certified
high net worth investors and I declare that I qualify as such because at least one of the following
applies to me:
- I had, throughout the financial year immediately preceding the date below, an annual
income to the value of £100,000 or more;
- I held, throughout the financial year immediately preceding the the date below, net assets
to the value of £250,000 or more.
Net assets for these purposes do not include:
- the property which is my primary residence or any money raised through a loan secured on
that property;
- any rights of mine under a qualifying contract of insurance; or
- any benefits (in the form of pensions or otherwise) which are payable on the termination of
my service or on my death or retirement and to which I am (or my dependants are), or may
be, entitled.
I accept that the investments to which the promotions will relate may expose me to a significant risk
of losing all of the money or other property invested. I am aware that it is open to me to seek advice
from an authorised person who specialises in advising on non-mainstream pooled investments.